SanAntonioTXRecruiter Since 2001
the smart solution for San Antonio jobs

Enterprise Testing Associate - Wealth and Investment Management

Company: Wells Fargo Bank
Location: San Antonio
Posted on: February 16, 2020

Job Description:

Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume prior to submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as ?Personal Cell? or ?Cellular? in the contact information of your application.At Wells Fargo, we want to satisfy our customers? financial needs and help them succeed financially. We?re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you?ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group-specific testing.The Wealth and Investment Management Testing & Validation (WIM T&V) team, under Enterprise Testing, is seeking an experienced compliance or audit professional to join the Team. The Enterprise Testing Associate role will be responsible for control testing to ensure compliance with regulatory requirements and corporate policies, in alignment with the Risk Management Framework and according to standards in the Independent Monitoring, Testing and Validation Policy and other applicable policies.This position reports to an Enterprise Testing Associate Manager or Manager.Specific job responsibilities will include, but are not limited to the following:

  • Execute group-specific control testing in accordance with T&V methodology and standards, including assessments of design and operating effectiveness
  • Participate as a tester or co-lead on reviews of varied complexity and regulatory risk exposure
  • Evaluate the adequacy and effectiveness of policies, procedures, initiatives, and internal controls
  • Thoroughly document test work and reports
  • Identify issues and communicate/consult with various levels of management to ensure corrective actions address root cause and meet corporate sustainability requirements
  • Maintain authoritative knowledge and full understanding of laws and regulations, regulatory guidance, policy and procedure concerning all compliance functions reviewed
  • Testing practices will include: regulatory control testing, operational control testing, and corrective action validationsPlease note: Based on the volume of applications received, this job posting may be removed prior to the indicated close date. If you do not apply prior to the closing of this posting, we encourage you to apply for other opportunities with Wells Fargo.

    Required Qualifications
    • 2+ years of experience in risk (includes compliance, financial crimes, operational risk, audit, legal, credit risk, market risk, IT systems security, business process management demonstrated through work or military) or 1+ year in the foregoing or financial services industry and a BS/BA degree or higher in business or a related field

      Desired Qualifications
      • Intermediate Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Ability to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environment
      • A BS/BA degree or higher in business administration, economics, accounting, finance, or other business related field
      • Knowledge and understanding of financial services industry: compliance, risk management, or audit operations
      • Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations

        Other Desired Qualifications
        • 1+ year of formal/direct audit or regulatory control testing experience
        • 1+ year of Big 4 or regional firm public accounting experience
        • An active Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Chartered Financial Analyst (CFA) designation
        • Ability to think independently and bring credible challenge to the risk management status quo
        • Exposure to wealth investment management or fiduciary businesses



          Street Address
          MO-Saint Louis: 1 N Jefferson Ave - Saint Louis, MO
          MN-Minneapolis: 600 S 4th St - Minneapolis, MN
          NC-Charlotte: 401 S Tryon St - Charlotte, NC
          NC-Charlotte: 301 S Tryon St - Charlotte, NC
          NC-Charlotte: 550 S Tryon St - Charlotte, NC
          NC-Charlotte: 301 S College St - Charlotte, NC
          TX-San Antonio: 4101 Wiseman Blvd - San Antonio, TX


          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo Bank, San Antonio , Enterprise Testing Associate - Wealth and Investment Management, Executive , San Antonio, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Executive Jobs


Facilities Management Director - Austin, TX
Description: Tremendous professional br abilities br br br Truly meaningful results br br br br br br BE THE CONNECTION. br br br br br br In your role as facilities br maintenance (more...)
Company: Encompass Health
Location: Austin
Posted on: 02/29/2020

SaaS Support Manager
Description: RESPONSIBILITIES:Kforce's client in Austin, Texas TX is looking for a SaaS Support Manager.Summary:This role will oversee the daily activities of the SaaS technical support team. The primary focus will (more...)
Company: Kforce Technology Staffing
Location: Austin
Posted on: 02/29/2020

Senior Customer Success Manager
Description: You have a passion for story-telling and the drive to help define an emerging industry. You're looking to own client relationships while being an advocate of a powerful and novel product. You want to (more...)
Company: Yonder
Location: Austin
Posted on: 02/29/2020


Vice President, SEO
Description: Job Description: Who We Are At ZenBusiness What's the role ZenBusiness is seeking an experienced Vice President of SEO that is analytically driven and has demonstrable experience having significantly (more...)
Company: ZenBusiness
Location: Austin
Posted on: 02/29/2020

DevOps Director
Description: DevOps Director / Infrastructure Director 230,000 - 260,000 Base stock options benefits Austin, no travel Home working. This is a very exciting opportunity for a DevOps Manager / Lead DevOps to (more...)
Company: Kloudbase
Location: Austin
Posted on: 02/29/2020

Cyber Security Project Manager
Description: Our Fortune 500 Client seeks an onsite Cyber Security PM. This role reports to the leader of the client's team and has a dotted line to the portfolio manager. They will drive all aspects of project (more...)
Company: Tan Check Consolidated Inc.
Location: Round Rock
Posted on: 02/29/2020

Insurance Litigation Manager
Description: Title: Insurance Litigation Manager Type: Full-time Location: Austin, TX Next Insurance is a fast growing 250-person startup led by a team of experienced entrepreneurs with a history of successful outcomes. (more...)
Company: Next Insurance
Location: Austin
Posted on: 02/29/2020

Director, Mergers & Acquisitions
Description: THE INFORMATION COMPANY br br As the Information Company, our mission at OpenText is to create software solutions and deliver services that redefine the future of digital. Be part of a winning team (more...)
Company: OpenText
Location: Austin
Posted on: 02/29/2020

Project Manager - PMP
Description: Project Manager - PMP Type: Contract Length: 1 years Location: Round Rock, Texas Experience: 15 yrs of overall experience in the industry Job Summary: To provide Program Management for platform related (more...)
Company: Tan Check Consolidated Inc.
Location: Round Rock
Posted on: 02/29/2020

Community Manager
Description: Location: Buda, Texas, , United StatesJob ID: 53287310Posted: 2020-02-26Position Title: Community ManagerCompany Name: Continental PropertiesSector: Management - OnsiteEntry Level: NO is looking for an (more...)
Company: Continental Properties
Location: Buda
Posted on: 02/29/2020

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

San Antonio RSS job feeds