Purpose of Job
We are seeking a talented Senior Audit Manager - AML for our San
Antonio, TX, Plano TX, and 100% Remote Work Environments.
USAA knows what it means to serve. We facilitate the financial
security of millions of U.S. military members and their families.
This singular mission requires a dedication to innovative thinking
at every level.
In each of the past five years, we've been a top-40 Fortune 100
Best Companies to Work For, and we've ranked among Victory Media's
Top 10 Military Friendly Employers 13 years straight. We embrace a
robust veteran workforce and encourage veterans and veteran spouses
Purpose of the Job
Manages one or more engagements, varying in complexity, and
often participates in highly complex and cross-functional
risk-based assurance and advisory engagements driving quality of
audit work. Depending on need, may also lead engagements as
Auditor-In-Charge (AIC). Manages strategic initiatives and assists
with the development and implementation of a risk-based audit plan.
Serves, and/or partners with subject matter expert(s) to analyze
issues, establish collaborative client relationships, and
proactively work with client management to assess risk and improve
internal controls. Makes audit related decisions with input from
the Director as needed. Builds and strengthens team relationships
to assist in establishing an effective audit team. Adheres to the
Institute of Internal Auditors' International Standards for the
Professional Practice of Internal Auditing (Standards) and Code of
Ethics. Maintains knowledge of financial services regulations and
effectively responds and interacts with regulators.
* Provides recommendations to leadership and guidance to staff
members. * Promotes the development of effective team relationships
and functions in various capacities to ensure the success of team
efforts. * Approves the engagement risk assessment and scope of the
audit. * Provides input into the creation of the internal audit
universe and updates universe risk assessment information with
current and applicable research and industry feedback. *
Participates in development of the Audit annual plan ensuring risks
are appropriately identified and rated; and assists with
implementation of the annual plan. * Independently prepares,
reviews, and leads continuous monitoring and advisory activities,
special reviews and investigations. * Ensures assigned engagements
are completed objectively, professionally, timely and in accordance
with corporate and industry audit standards. * May directly manage,
select, and develop staff responsible for conducting audit plans
for a line of business or staff agency, to include reviewing work
papers and delivering audit team end of engagement evaluations. *
Manages engagement-related efforts and assignments of staff with
varying degrees of expertise and experience when conducting
engagements, specialized audits or highly complex business audits
recognizing the cross-matrixing and cross-functionality within the
specialized functions/business areas. * Accountable for quality
with final signoff of work papers; proposes and/or approves updates
to the universe risk assessment of the entity based on audit
results. * Provides coaching and guidance to other auditors
ensuring timeliness and quality of audit engagement deliverables. *
Proactively identifies control weaknesses and opportunities for
improvement in the current operating environment providing
recommendations for corrective action. * Drafts the related audit
issues and audit reports for issuance to respective client
leadership conducting follow-up activities. * Builds and enhances
client relationships across the organization helping to drive
strategic objectives with the business. * Communicates with
business/clients to include delivering both risk-based and
difficult messages. * May be asked to communicate with regulators
and executive leaders. * Influences business and clients across the
enterprise regarding effective internal controls and mitigating
risks across the full taxonomy.
* Bachelor's degree in Business or other relevant field OR four
additional years of related experience beyond minimum required may
be substituted in lieu of a degree. * Eight or more years of audit
or related business experience OR relevant Master's Degree with 6
or more years of relevant experience * Subject matter expert
knowledge in Audit theory with demonstrated experience in one or
more of the following areas: regulatory, Anti-Money Laundering,
Global Service Delivery, compliance, risk, models, IT.
* Must have a CAMS (Certified Anti-Money Laundering Specialist)
or CRCM professional designation. * 5 - 7 years of experience in a
large financial institution with Bank Secrecy Act, Anti-Money
Laundering and Economic Sanctions compliance knowledge, 4 years of
which should be in an internal audit role * Thorough understanding
of Institute of Internal Auditors (IIA) standards and the common
definition of internal controls * Proven leadership skills *
Excellent verbal and written communication skills, relationship
building and negotiation skills * Strong critical thinking and
analytical skills * Ability to manage multiple tasks and deadlines
simultaneously * Proven adaptability to changing priorities
*Qualifications may warrant placement in a different job
When you apply for this position, you will be required to answer
some initial questions. This will take approximately 5 minutes.
Once you begin the questions you will not be able to finish them at
a later time and you will not able to change your responses.
The above description reflects the details considered necessary
to describe the principal functions of the job and should not be
construed as a detailed description of all the work requirements
that may be performed in the job.
At USAA our employees enjoy one of the best benefits packages in
the business, including a flexible business casual or casual dress
environment, comprehensive medical, dental and vision plans, along
with wellness and wealth building programs. Additionally, our
career path planning and continuing education will assist you with
your professional goals.
USAA also offers a variety of on-site services and conveniences
to help you manage your work and personal life, including seven
cafeterias, two company stores and three fitness centers.
Relocation assistance is available for this position.
For Internal Candidates: Must complete 12 months in current
position (from date of hire or date of placement), or must have
managers approval prior to posting.
Last day for internal candidates to apply to the opening is
9/15/2020 by 11:59 pm CST time