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Compliance Consultant 4 - Wholesale Lending Operations Compliance

Company: Wells Fargo
Location: San Antonio
Posted on: May 19, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers' financial needs and help them succeed financially. We're looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you'll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. The team focuses on several key risk types, including conduct, credit, financial crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance, reputation, strategic, and technology risk.The group provides leadership, enhances communications, assists with problem identification and solutions, and shares best practices. In addition, the group provides an enterprise-wide view of risk, assists management and our Board of Directors in identifying and monitoring risks that may affect multiple lines of business, and takes appropriate action when business activities exceed the risk tolerance of the company.

  • Provide compliance oversight to Commercial Capital Operations and the control executive team regarding applicable laws, rules, regulations, enterprise standards and compliance-related best practices
  • Assist in key enterprise and Wholesale compliance program elements with respect to Commercial Capital Operations, including compliance risk assessments, initiative management, establishment and implementation of policies and standards, delivery of compliance training and awareness, metrics and reporting
  • Establish processes to provide effective and timely implementation of regulatory change requirements applicable to Commercial Capital Operations and other groups within the Wholesale Chief Operating Office
  • Complete evaluations of new and existing major requirements and oversee annual compliance aggregated risk assessment
  • Manage and track compliance issues related to Commercial Capital Operations and other groups within the Wholesale Chief
  • Operating Office
  • Implement periodic metrics and reporting to track the state of compliance for the Head of WCOO Operations
  • Compliance, Head of Wholesale Bank Regulatory Compliance and Head of Wholesale Compliance
  • Foster an environment that supports strong communication and cooperation across the three lines of defense,
  • including business line leadership, Legal, Audit, Compliance and other corporate stakeholders to facilitate
  • transparency, balance and credible challenge
  • Sustain a strong risk culture that identifies and provides oversight and escalation of existing and emerging compliance
  • issues across business lines, legal entities, geographies, and jurisdictions; and escalate compliance issues to senior
  • Compliance management

    Required Qualifications
    • 6+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both; or 6+ years of IT systems security, business process management or financial services industry experience, of which 3+ years must include direct experience in compliance, operational risk management, or a combination of both
    • A BS/BA degree or higher

      Desired Qualifications
      • Advanced Microsoft Office skills
      • Excellent verbal, written, and interpersonal communication skills
      • Strong analytical skills with high attention to detail and accuracy
      • Ability to interact with all levels of an organization
      • Knowledge and understanding of regulatory compliance requirements surrounding business and consumer-lending or deposit laws and regulations
      • Ability to develop partnerships and collaborate with other business and functional areas
      • A Juris Doctor (JD) degree
      • A Master's degree or higher
      • An active Certified Regulatory Compliance Manager (CRCM) designation
      • Leadership experience

        Other Desired Qualifications
        • Experience with commercial/wholesale bank, regulatory agency, compliance, auditing or consulting
        • Knowledge of business operations and processes and systems controls across financial services
        • Experience in building/designing a control infrastructure through policies, procedures, training

          Disclaimer

          All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

          Relevant military experience is considered for veterans and transitioning service men and women.
          Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.

Keywords: Wells Fargo, San Antonio , Compliance Consultant 4 - Wholesale Lending Operations Compliance, Professions , San Antonio, Texas

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