SanAntonioTXRecruiter Since 2001
the smart solution for San Antonio jobs

Compliance Consultant

Company: Wells Fargo
Location: San Antonio
Posted on: June 15, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group- specific testing.The Home Lending Testing and Validation Group, under Enterprise Testing, is seeking a Compliance Consultant 3 to support Quality Assurance in relation to Control Testing and Issue Validation. This position will be responsible for planning and execution of Quality Assurance program and ensuring adherence to Enterprise Testing: Control Testing and Issue Validation procedures and standards.Primary responsibilities will include but not be limited to:- Executing Home Lending Testing & Validation Group Level Quality Assurance in relation to Control Testing and Issue Validation. - Collaborate with internal and external Testing & Validation partners to ensure consistency across various lines of business- Maintain required levels of documentation to support Quality Assurance testing results- Communicate Quality Assurance results to team members and leadership groups as necessary

Required Qualifications

  • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both
  • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

    Desired Qualifications
    • Intermediate Microsoft Office skills
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Ability to interact with all levels of an organization
    • Experience using business knowledge and critical thinking
    • Strong analytical and interpretive skills
    • Knowledge and understanding of Shared Risk Platform (SHRP) such as reporting and issue management
    • Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations
    • Experience testing policy and procedures/control testing
    • Knowledge and understanding of Business Process Risk Management (BPRM)

      Other Desired Qualifications
      • Certified Anti-Money Laundering Specialist (CAMS)
      • Certified Financial Crimes Specialist (CFCS)
      • Certified Information Systems Auditor (CISA)
      • Certified Internal Auditor (CIA)
      • Certified Public Accountant (CPA)
      • Certified Regulatory Compliance Manager (CRCM)
      • Certified Risk and Compliance Management Professional (CRCMP)
      • Certified Risk Professional Program (CRP) For Testing and Validation Positions Only
      • Knowledge of Control Testing & Validation Standards and Procedures
      • Home Lending compliance experience including testing
      • Experience in executing Quality Assurance audits
      • Exposure to or direct experience with testing & monitoring activities, CAR/BPRM preparation, Issue Validation & Corrective Action activities



        Disclaimer

        All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.
        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
        Associated topics: attorney corporate, compliance, compliance department, corporate, corporate attorney, court, internal, lawyer, legal affairs, market

Keywords: Wells Fargo, San Antonio , Compliance Consultant, Professions , San Antonio, Texas

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Professions Jobs


Class A CDL Truck Driver-PCT
Description: Petro Chemical Transport, a highway subsidiary of the Kenan Advantage Group, has immediate openings Come join our great family of drivers br br Apply today br br A Career with PCT offers: (more...)
Company: Petro Chemical Transport
Location: San Antonio
Posted on: 06/26/2019

Medical Laboratory Technician
Description: Generalist opening in San Antonio, Texas. This and other medical lab technician jobs brought to you by AlliedHealthJobCafe.com Full Time Rotating Schedule Generalist Position br br Summary: The Medical (more...)
Company: Chenega Corporation
Location: San Antonio
Posted on: 06/26/2019

Quantitative Risk Analyst I
Description: Purpose of JobProvides risk management support for a line of business or staff agency in key risk identification, measurement and aggregation, and the understanding and management of risk through appropriate (more...)
Company: USAA
Location: San Antonio
Posted on: 06/26/2019


Truck Driver - No Recent Exp. Needed - Great Pay - Reliable Home Time
Description: CFI is Sponsoring Refresher Courses for CDL-A DriversExcellent Pay and Benefits - Reliable Home Time Have a Class A CDL but no recent experience Apply for our refresher course and get back on the road. (more...)
Company: CFI - Refresher
Location: San Antonio
Posted on: 06/26/2019

Local and Regional CDL A Drivers
Description: Local and Regional CDL A Drivers, Earn up to 80k/yr Drivers Earn Up to 80K per year, with quarterly safety bonuses and benefits effective day 1 We offer weekly pay and weekly home time with all local (more...)
Company: Dollar General
Location: San Antonio
Posted on: 06/26/2019

Class A CDL OTR Company Driver Job
Description: This is a true OTR route position.Benefits: br br Flexible home timeAll miles paid loaded and empty Safe driver bonus24/7 staff to help you keep truckingRider and pet policyTop-tier payNew
Company: Van Lines
Location: San Antonio
Posted on: 06/26/2019

OTR CDL-A Company Truck Driver - Flatbed
Description: Specialized Open-Deck Equipment Company Truck Driver Jobs Open Now At Mid Seven Transportation br Are you ready to haul flatbed/step deck for America s top brands At Mid Seven Transportation, we offer (more...)
Company: Mid Seven Transportation
Location: San Antonio
Posted on: 06/26/2019

Truck Driver - Food Delivery Service - Average $72,000/Year
Description: Now Hiring CDL Class A Drivers For Dedicated Delivery Routes In San Antonio, TXRecent Graduates Welcome - Great Home Time - Under 24 Hours OutAverage 72,000 / year - Great BenefitsEvery day, the country (more...)
Company: Sygma - San Antonio
Location: San Antonio
Posted on: 06/26/2019

Metadata Analyst / IGC Analyst /Information Governance Analyst /IBM Information Governance Catalogue
Description: HI, Title Metadata AnalystIBM Information Governance Catalogue LocationSan Antonio, TX Long Term IBM's Metadata Workbench now called IGC . Initial focus is on building data lineage to support regulatory (more...)
Company: nfolks
Location: San Antonio
Posted on: 06/26/2019

Delivery Driver
Description: As a delivery driver you are responsible for
Company: LHY
Location: San Antonio
Posted on: 06/26/2019

Log In or Create An Account

Get the latest Texas jobs by following @recnetTX on Twitter!

San Antonio RSS job feeds