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Compliance Consultant

Company: Wells Fargo
Location: San Antonio
Posted on: June 15, 2019

Job Description:

Job Description
At Wells Fargo, we want to satisfy our customers financial needs and help them succeed financially. We re looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where you ll feel valued and inspired to contribute your unique skills and experience.Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.Corporate Risk helps all Wells Fargo businesses identify and manage risk. We focus on three key risk areas: credit risk, operational risk and market risk. We help our management and Board of Directors identify and monitor risks that may affect multiple lines of business, and take appropriate action when business activities exceed the risk tolerance of the company.Within Wells Fargo Compliance, the Enterprise Testing group is responsible for establishing and maintaining a consolidated Enterprise Testing program at the corporate level. Enterprise Testing is responsible for developing a common methodology and standards, providing governance and oversight, executing testing; and conducting horizontal reviews. Testing and validation teams are responsible for implementing the Enterprise Testing methodology and standards, and executing group- specific testing.The Home Lending Testing and Validation Group, under Enterprise Testing, is seeking a Compliance Consultant 3 to support Quality Assurance in relation to Control Testing and Issue Validation. This position will be responsible for planning and execution of Quality Assurance program and ensuring adherence to Enterprise Testing: Control Testing and Issue Validation procedures and standards.Primary responsibilities will include but not be limited to:- Executing Home Lending Testing & Validation Group Level Quality Assurance in relation to Control Testing and Issue Validation. - Collaborate with internal and external Testing & Validation partners to ensure consistency across various lines of business- Maintain required levels of documentation to support Quality Assurance testing results- Communicate Quality Assurance results to team members and leadership groups as necessary

Required Qualifications

  • 2+ years of experience in compliance, operational risk management (includes audit, legal, credit risk, market risk, or the management of a process or business with accountability for compliance or operational risk), or a combination of both
  • 2+ years of experience in one or a combination of the following: additional compliance, additional operational risk management, IT systems security, business process management or financial services industry experience; or a BS/BA degree or higher in business or a related field

    Desired Qualifications
    • Intermediate Microsoft Office skills
    • Excellent verbal, written, and interpersonal communication skills
    • Strong analytical skills with high attention to detail and accuracy
    • Ability to interact with all levels of an organization
    • Experience using business knowledge and critical thinking
    • Strong analytical and interpretive skills
    • Knowledge and understanding of Shared Risk Platform (SHRP) such as reporting and issue management
    • Experience reviewing testing strategies and methodologies; evaluating the adequacy and effectiveness of policies, procedures, processes, initiatives, products and internal controls; and identifying issues resulting from internal and/or external compliance examinations
    • Experience testing policy and procedures/control testing
    • Knowledge and understanding of Business Process Risk Management (BPRM)

      Other Desired Qualifications
      • Certified Anti-Money Laundering Specialist (CAMS)
      • Certified Financial Crimes Specialist (CFCS)
      • Certified Information Systems Auditor (CISA)
      • Certified Internal Auditor (CIA)
      • Certified Public Accountant (CPA)
      • Certified Regulatory Compliance Manager (CRCM)
      • Certified Risk and Compliance Management Professional (CRCMP)
      • Certified Risk Professional Program (CRP) For Testing and Validation Positions Only
      • Knowledge of Control Testing & Validation Standards and Procedures
      • Home Lending compliance experience including testing
      • Experience in executing Quality Assurance audits
      • Exposure to or direct experience with testing & monitoring activities, CAR/BPRM preparation, Issue Validation & Corrective Action activities


        All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.

        Relevant military experience is considered for veterans and transitioning service men and women.
        Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.
        Associated topics: attorney corporate, compliance, compliance department, corporate, corporate attorney, court, internal, lawyer, legal affairs, market

Keywords: Wells Fargo, San Antonio , Compliance Consultant, Professions , San Antonio, Texas

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